<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/03?registers=between Mon, 30 Jun 2025 11:37:18 -0700 Mon, 30 Jun 2025 11:37:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/03?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09398.html https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09398.html Mon, 03 May 2021 00:00:00 -0700 2021-09398 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09398.pdf Notice - Sunshine Act Meetings; Cancellation https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09305.html https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09305.html Mon, 03 May 2021 00:00:00 -0700 2021-09305 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09305.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Set Forth in SR-IEX-2020-20 https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09133.html https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09133.html Mon, 03 May 2021 00:00:00 -0700 2021-09133 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09133.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.37 and Rule 5.38 in Connection With Allocations at the Conclusion of the Exchange's Automated Improvement Mechanism (“AIM”) and Complex AIM (“C-AIM”) Auctions https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09132.html https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09132.html Mon, 03 May 2021 00:00:00 -0700 2021-09132 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09132.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of the Temporary Amendment set Forth in SR-BOX-2021-02 From April 30, 2021, to June 30, 2021 https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09131.html https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09131.html Mon, 03 May 2021 00:00:00 -0700 2021-09131 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09131.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09130.html https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09130.html Mon, 03 May 2021 00:00:00 -0700 2021-09130 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09130.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, To Make Qualified Contingent Cross Orders Available for FLEX Option Trading https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09129.html https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09129.html Mon, 03 May 2021 00:00:00 -0700 2021-09129 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09129.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09027.html https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09027.html Mon, 03 May 2021 00:00:00 -0700 2021-09027 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09027.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the Clearing of Single-Name Credit Default Swaps by U.S. Customers https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09025.html https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09025.html Mon, 03 May 2021 00:00:00 -0700 2021-09025 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09025.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Nasdaq Rule 5760 To Permit the Listing and Trading of Managed Portfolio Shares https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09024.html https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09024.html Mon, 03 May 2021 00:00:00 -0700 2021-09024 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09024.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09020.html https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09020.html Mon, 03 May 2021 00:00:00 -0700 2021-09020 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09020.pdf