Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/03?limit=200&registers=between&mode=atom 2024-12-22T07:01:09-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09398.html Notice - Sunshine Act Meetings 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09398 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09398.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09305.html Notice - Sunshine Act Meetings; Cancellation 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09305 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09305.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09133.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Set Forth in SR-IEX-2020-20 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09133 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09133.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09132.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.37 and Rule 5.38 in Connection With Allocations at the Conclusion of the Exchange's Automated Improvement Mechanism (“AIM”) and Complex AIM (“C-AIM”) Auctions 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09132 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09132.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09131.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of the Temporary Amendment set Forth in SR-BOX-2021-02 From April 30, 2021, to June 30, 2021 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09131 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09131.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09130.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09130 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09130.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09129.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, To Make Qualified Contingent Cross Orders Available for FLEX Option Trading 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09129 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09129.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09027.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09027 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09027.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09025.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the Clearing of Single-Name Credit Default Swaps by U.S. Customers 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09025 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09025.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09024.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Nasdaq Rule 5760 To Permit the Listing and Trading of Managed Portfolio Shares 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09024 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09024.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09020.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09020 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09020.pdf