<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/29?registers=between Thu, 26 Jun 2025 12:43:11 -0700 Thu, 26 Jun 2025 12:43:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/29?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-09039.html https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-09039.html Thu, 29 Apr 2021 00:00:00 -0700 2021-09039 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-09039.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08909.html https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08909.html Thu, 29 Apr 2021 00:00:00 -0700 2021-08909 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08909.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08907.html https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08907.html Thu, 29 Apr 2021 00:00:00 -0700 2021-08907 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08907.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08906.html https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08906.html Thu, 29 Apr 2021 00:00:00 -0700 2021-08906 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08906.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Amend Its Rules To Prohibit Member Organizations From Seeking Reimbursement, in Certain Circumstances, From Issuers for Forwarding Proxy and Other Materials to Beneficial Owners https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08905.html https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08905.html Thu, 29 Apr 2021 00:00:00 -0700 2021-08905 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08905.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.5(d) To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust (“QQQ”) https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08904.html https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08904.html Thu, 29 Apr 2021 00:00:00 -0700 2021-08904 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08904.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08903.html https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08903.html Thu, 29 Apr 2021 00:00:00 -0700 2021-08903 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08903.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust SM https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08902.html https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08902.html Thu, 29 Apr 2021 00:00:00 -0700 2021-08902 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08902.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6.05 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust (“QQQ”) https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08901.html https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08901.html Thu, 29 Apr 2021 00:00:00 -0700 2021-08901 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08901.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08900.html https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08900.html Thu, 29 Apr 2021 00:00:00 -0700 2021-08900 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08900.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6.05 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust (“QQQ”) https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08899.html https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08899.html Thu, 29 Apr 2021 00:00:00 -0700 2021-08899 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08899.pdf