<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/28?registers=between Sun, 22 Dec 2024 12:37:27 -0800 Sun, 22 Dec 2024 12:37:27 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/28?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the Security Holder Tracking Service https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08862.html https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08862.html Wed, 28 Apr 2021 00:00:00 -0700 2021-08862 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08862.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICC Transition of the Rates Used for Calculating Price Alignment Amounts https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08861.html https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08861.html Wed, 28 Apr 2021 00:00:00 -0700 2021-08861 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08861.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Rule 5.52(d) in Connection With a Market-Maker's Electronic Volume Transacted on the Exchange https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08860.html https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08860.html Wed, 28 Apr 2021 00:00:00 -0700 2021-08860 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08860.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08859.html https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08859.html Wed, 28 Apr 2021 00:00:00 -0700 2021-08859 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08859.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08858.html https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08858.html Wed, 28 Apr 2021 00:00:00 -0700 2021-08858 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08858.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08857.html https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08857.html Wed, 28 Apr 2021 00:00:00 -0700 2021-08857 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08857.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08856.html https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08856.html Wed, 28 Apr 2021 00:00:00 -0700 2021-08856 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08856.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Kryptoin Bitcoin ETF Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08855.html https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08855.html Wed, 28 Apr 2021 00:00:00 -0700 2021-08855 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08855.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08854.html https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08854.html Wed, 28 Apr 2021 00:00:00 -0700 2021-08854 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08854.pdf Notice - T. Rowe Price Associates, Inc., et al. https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08845.html https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08845.html Wed, 28 Apr 2021 00:00:00 -0700 2021-08845 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08845.pdf