<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/20?registers=between Tue, 24 Jun 2025 01:13:15 -0700 Tue, 24 Jun 2025 01:13:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/20?registers=between Notice - Putnam ETF Trust, et al. https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08120.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08120.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08120 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08120.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08050.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08050.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08050 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08050.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08048.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08048.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08048 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08048.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Quorum Requirement https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08047.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08047.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08047 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08047.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08046.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08046.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08046 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08046.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08045.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08045.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08045 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08045.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08043.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08043.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08043 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08043.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08042.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08042.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08042 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08042.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08040.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08040.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08040 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08040.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08039.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08039.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08039 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08039.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Existing Rule 3.30 (Qualification and Registration) and Incorporate by Reference Cboe Exchange, Inc. Chapter 3, Section B, in Its Entirety https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08038.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08038.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08038 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08038.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10E https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08037.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08037.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08037 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08037.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08036.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08036.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08036 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08036.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08035.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08035.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08035 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08035.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule To Adopt Reduced Permit Fees for New Floor Brokers https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08034.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08034.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08034 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08034.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08033.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08033.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08033 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08033.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10-E https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08032.html https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08032.html Tue, 20 Apr 2021 00:00:00 -0700 2021-08032 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08032.pdf