Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/20?limit=200&registers=between&mode=atom 2024-12-22T13:05:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08120.html Notice - Putnam ETF Trust, et al. 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08120 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08120.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08050.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08050 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08050.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08048.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08048 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08048.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08047.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Quorum Requirement 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08047 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08047.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08046.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08046 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08046.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08045.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08045 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08045.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08043.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08043 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08043.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08042.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08042 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08042.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08040.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08040 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08040.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08039.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08039 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08039.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08038.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Existing Rule 3.30 (Qualification and Registration) and Incorporate by Reference Cboe Exchange, Inc. Chapter 3, Section B, in Its Entirety 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08038 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08038.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08037.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10E 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08037 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08037.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08036.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08036 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08036.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08035.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08035 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08035.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08034.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule To Adopt Reduced Permit Fees for New Floor Brokers 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08034 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08034.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08033.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08033 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08033.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08032.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10-E 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08032 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08032.pdf