<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/14?registers=between Sun, 22 Jun 2025 22:50:15 -0700 Sun, 22 Jun 2025 22:50:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/14?registers=between Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07602.html https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07602.html Wed, 14 Apr 2021 00:00:00 -0700 2021-07602 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07602.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07601.html https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07601.html Wed, 14 Apr 2021 00:00:00 -0700 2021-07601 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07601.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07600.html https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07600.html Wed, 14 Apr 2021 00:00:00 -0700 2021-07600 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07600.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICC Clearing Rules https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07599.html https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07599.html Wed, 14 Apr 2021 00:00:00 -0700 2021-07599 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07599.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE National, Inc.; NYSE Arca, Inc.; NYSE Chicago, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07598.html https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07598.html Wed, 14 Apr 2021 00:00:00 -0700 2021-07598 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07598.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change List and Trade Shares of the: Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07597.html https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07597.html Wed, 14 Apr 2021 00:00:00 -0700 2021-07597 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07597.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07596.html https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07596.html Wed, 14 Apr 2021 00:00:00 -0700 2021-07596 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07596.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of the Temporary Amendments Set Forth in SR-FINRA-2020-026 and SR-FINRA-2020-043 From April 30, 2021, to June 30, 2021 https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07595.html https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07595.html Wed, 14 Apr 2021 00:00:00 -0700 2021-07595 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07595.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding cPRIME Agency Order Rebates https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07594.html https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07594.html Wed, 14 Apr 2021 00:00:00 -0700 2021-07594 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07594.pdf Notice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed National Market System Plan Regarding Consolidated Equity Market Data https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07593.html https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07593.html Wed, 14 Apr 2021 00:00:00 -0700 2021-07593 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07593.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07592.html https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07592.html Wed, 14 Apr 2021 00:00:00 -0700 2021-07592 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07592.pdf Notice - Nuveen Fund Advisors, LLC, et al. https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07590.html https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07590.html Wed, 14 Apr 2021 00:00:00 -0700 2021-07590 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07590.pdf