Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/14?limit=200&registers=between&mode=atom 2024-12-22T12:30:47-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07602.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07602 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07602.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07601.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07601 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07601.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07600.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07600 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07600.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07599.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICC Clearing Rules 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07599 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07599.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07598.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE National, Inc.; NYSE Arca, Inc.; NYSE Chicago, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07598 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07598.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07597.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change List and Trade Shares of the: Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07597 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07597.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07596.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07596 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07596.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07595.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of the Temporary Amendments Set Forth in SR-FINRA-2020-026 and SR-FINRA-2020-043 From April 30, 2021, to June 30, 2021 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07595 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07595.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07594.html Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding cPRIME Agency Order Rebates 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07594 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07594.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07593.html Notice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed National Market System Plan Regarding Consolidated Equity Market Data 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07593 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07593.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07592.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07592 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07592.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07590.html Notice - Nuveen Fund Advisors, LLC, et al. 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07590 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07590.pdf