<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/13?registers=between Fri, 27 Jun 2025 13:23:44 -0700 Fri, 27 Jun 2025 13:23:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/13?registers=between Notice - Order Scheduling Filing of Statements of Review in the Matter of the CBOE BZX Exchange, Inc. for an Order of Approval of Proposed Rule Change To List and Trade Shares of the -1x Short VIX Futures ETF (File No. SR-CboeBZX-2020-070) https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07528.html https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07528.html Tue, 13 Apr 2021 00:00:00 -0700 2021-07528 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07528.pdf Notice - In the Matter of the Cboe BZX Exchange, Inc. For an Order of Approval of Proposed Rule Change To List and Trade Shares of the 2x Long VIX Futures ETF (File No. SR-CboeBZX-2020-053); Order Scheduling Filing of Statements on Review https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07526.html https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07526.html Tue, 13 Apr 2021 00:00:00 -0700 2021-07526 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07526.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07497.html https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07497.html Tue, 13 Apr 2021 00:00:00 -0700 2021-07497 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07497.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07496.html https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07496.html Tue, 13 Apr 2021 00:00:00 -0700 2021-07496 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07496.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07495.html https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07495.html Tue, 13 Apr 2021 00:00:00 -0700 2021-07495 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07495.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07494.html https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07494.html Tue, 13 Apr 2021 00:00:00 -0700 2021-07494 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07494.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07493.html https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07493.html Tue, 13 Apr 2021 00:00:00 -0700 2021-07493 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07493.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Model Description https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07492.html https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07492.html Tue, 13 Apr 2021 00:00:00 -0700 2021-07492 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07492.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Insert Language Concerning an Initial Listing Requirement Applicable to American Depository Receipts or Shares https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07491.html https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07491.html Tue, 13 Apr 2021 00:00:00 -0700 2021-07491 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07491.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07490.html https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07490.html Tue, 13 Apr 2021 00:00:00 -0700 2021-07490 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07490.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07489.html https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07489.html Tue, 13 Apr 2021 00:00:00 -0700 2021-07489 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07489.pdf Notice - The Ohio National Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07488.html https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07488.html Tue, 13 Apr 2021 00:00:00 -0700 2021-07488 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07488.pdf