Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/09?limit=200&registers=between&mode=atom 2024-12-22T12:39:22-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/04/09/2021-07274.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Extend the Cutoff Time for Accepting on Close Orders Entered for Participation in the Exchange's Closing Auction and To Clarify Changes to the Definitions of Late-Limit-On-Close and Late-Limit-On-Open Orders as Provided in Exchange Rule 11.23 2021-04-09T00:00:00-07:00 2021-04-09T00:00:00-07:00 2021-07274 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-09/pdf/2021-07274.pdf https://regulations.justia.com/regulations/fedreg/2021/04/09/2021-07273.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company 2021-04-09T00:00:00-07:00 2021-04-09T00:00:00-07:00 2021-07273 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-09/pdf/2021-07273.pdf https://regulations.justia.com/regulations/fedreg/2021/04/09/2021-07272.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Proposed Rule 6439 (Requirements for Member Inter-Dealer Quotation Systems) and Rescind the Rules Related to the OTC Bulletin Board Service 2021-04-09T00:00:00-07:00 2021-04-09T00:00:00-07:00 2021-07272 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-09/pdf/2021-07272.pdf https://regulations.justia.com/regulations/fedreg/2021/04/09/2021-07271.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 1, “General Provisions,” and Options 7, Section 2, “BX Options Market-Fees and Rebates” 2021-04-09T00:00:00-07:00 2021-04-09T00:00:00-07:00 2021-07271 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-09/pdf/2021-07271.pdf https://regulations.justia.com/regulations/fedreg/2021/04/09/2020-28370.html Rule - Market Data Infrastructure 2021-04-09T00:00:00-07:00 2021-04-09T00:00:00-07:00 2020-28370 Rule https://www.govinfo.gov/content/pkg/FR-2021-04-09/pdf/2020-28370.pdf