<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/08?registers=between Fri, 03 Jan 2025 02:26:40 -0800 Fri, 03 Jan 2025 02:26:40 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/04/08?registers=between Notice - Notice of Substituted Compliance Application Submitted by the United Kingdom Financial Conduct Authority in Connection With Certain Requirements Applicable to Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the United Kingdom; Proposed Order https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07255.html https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07255.html Thu, 08 Apr 2021 00:00:00 -0700 2021-07255 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07255.pdf Notice - Reopening of Comment Period for Order Proposing Conditional Substituted Compliance in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the French Republic https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07254.html https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07254.html Thu, 08 Apr 2021 00:00:00 -0700 2021-07254 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07254.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6 (Series of Options Contracts Open for Trading) in Connection With Limiting the Number of Strikes Listed for Short Term Option Series Which are Available for Quoting and Trading on the Exchange https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07200.html https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07200.html Thu, 08 Apr 2021 00:00:00 -0700 2021-07200 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07200.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 985NY https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07199.html https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07199.html Thu, 08 Apr 2021 00:00:00 -0700 2021-07199 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07199.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Revise the Shareholder Approval Requirements in Sections 312.03 and 312.04 and the Requirements for Related Party Transactions in Section 314.00 https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07198.html https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07198.html Thu, 08 Apr 2021 00:00:00 -0700 2021-07198 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07198.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 2, To Disseminate Abbreviated Order Imbalance Information for the Nasdaq Opening Cross, Amend Certain Cutoff Times for On-Open Orders Entered for Participation in the Nasdaq Opening Cross, and Extend the Time Period for Accepting Certain Limit-On-Open Orders https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07197.html https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07197.html Thu, 08 Apr 2021 00:00:00 -0700 2021-07197 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07197.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.90-O https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07196.html https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07196.html Thu, 08 Apr 2021 00:00:00 -0700 2021-07196 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07196.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees, Increase Certain Network Connectivity Fees, and Increase the Number of Additional Limited Service MIAX Emerald Express Interface Ports Available to Market Makers https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07194.html https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07194.html Thu, 08 Apr 2021 00:00:00 -0700 2021-07194 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07194.pdf