<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/25?registers=between Tue, 22 Jul 2025 13:56:50 -0700 Tue, 22 Jul 2025 13:56:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/25?registers=between Notice - Securities Act of 1933; Securities Exchange Act of 1934; Amendment To Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2021 https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06137.html https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06137.html Thu, 25 Mar 2021 00:00:00 -0700 2021-06137 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-25/pdf/2021-06137.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change of New Rules Providing for the Registration and Obligations of Non-DMM Market Makers https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06127.html https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06127.html Thu, 25 Mar 2021 00:00:00 -0700 2021-06127 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-25/pdf/2021-06127.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Order Approving a Proposed Rule Change To Amend BOX Rule 7620 (Accommodation Transactions) https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06126.html https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06126.html Thu, 25 Mar 2021 00:00:00 -0700 2021-06126 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-25/pdf/2021-06126.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Books and Records Rules and Update Obsolete NASD References in Its Rulebook https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06125.html https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06125.html Thu, 25 Mar 2021 00:00:00 -0700 2021-06125 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-25/pdf/2021-06125.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06124.html https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06124.html Thu, 25 Mar 2021 00:00:00 -0700 2021-06124 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-25/pdf/2021-06124.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06123.html https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06123.html Thu, 25 Mar 2021 00:00:00 -0700 2021-06123 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-25/pdf/2021-06123.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06122.html https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06122.html Thu, 25 Mar 2021 00:00:00 -0700 2021-06122 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-25/pdf/2021-06122.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Proprietary Market Data Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06121.html https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06121.html Thu, 25 Mar 2021 00:00:00 -0700 2021-06121 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-25/pdf/2021-06121.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE National Proprietary Market Data Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06120.html https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06120.html Thu, 25 Mar 2021 00:00:00 -0700 2021-06120 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-25/pdf/2021-06120.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Price Submission Disciplinary Framework https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06119.html https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06119.html Thu, 25 Mar 2021 00:00:00 -0700 2021-06119 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-25/pdf/2021-06119.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Equities Proprietary Market Data Fee Schedule and the NYSE American Options Proprietary Market Data Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06118.html https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06118.html Thu, 25 Mar 2021 00:00:00 -0700 2021-06118 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-25/pdf/2021-06118.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Proprietary Market Data Fee Schedule and the NYSE Arca Options Proprietary Market Data Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06116.html https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-06116.html Thu, 25 Mar 2021 00:00:00 -0700 2021-06116 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-25/pdf/2021-06116.pdf Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-05928.html https://regulations.justia.com/regulations/fedreg/2021/03/25/2021-05928.html Thu, 25 Mar 2021 00:00:00 -0700 2021-05928 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-03-25/pdf/2021-05928.pdf