<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/24?registers=between Sun, 22 Dec 2024 08:09:37 -0800 Sun, 22 Dec 2024 08:09:37 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/24?registers=between Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-06019.html https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-06019.html Wed, 24 Mar 2021 00:00:00 -0700 2021-06019 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-24/pdf/2021-06019.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-06013.html https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-06013.html Wed, 24 Mar 2021 00:00:00 -0700 2021-06013 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-24/pdf/2021-06013.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-06011.html https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-06011.html Wed, 24 Mar 2021 00:00:00 -0700 2021-06011 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-24/pdf/2021-06011.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-06004.html https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-06004.html Wed, 24 Mar 2021 00:00:00 -0700 2021-06004 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-24/pdf/2021-06004.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Governance Playbook https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-06002.html https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-06002.html Wed, 24 Mar 2021 00:00:00 -0700 2021-06002 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-24/pdf/2021-06002.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-06001.html https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-06001.html Wed, 24 Mar 2021 00:00:00 -0700 2021-06001 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-24/pdf/2021-06001.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-06000.html https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-06000.html Wed, 24 Mar 2021 00:00:00 -0700 2021-06000 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-24/pdf/2021-06000.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-05999.html https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-05999.html Wed, 24 Mar 2021 00:00:00 -0700 2021-05999 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-24/pdf/2021-05999.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing of a Proposed Rule Change To Adopt Exchange Rule 531, Reports, To Provide for the New “Liquidity Taker Event Report” https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-05998.html https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-05998.html Wed, 24 Mar 2021 00:00:00 -0700 2021-05998 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-24/pdf/2021-05998.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 970NY and Rule 970.1NY To Eliminate the Use of Dark Series on the Exchange https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-05997.html https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-05997.html Wed, 24 Mar 2021 00:00:00 -0700 2021-05997 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-24/pdf/2021-05997.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 6.86-O To Eliminate the Use of Dark Series on the Exchange https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-05996.html https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-05996.html Wed, 24 Mar 2021 00:00:00 -0700 2021-05996 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-24/pdf/2021-05996.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Supplemental Liquidity Deposit Requirements https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-05995.html https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-05995.html Wed, 24 Mar 2021 00:00:00 -0700 2021-05995 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-24/pdf/2021-05995.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment, No. 1, To Amend Listing Rules Applicable to Special Purpose Acquisition Companies Whose Business Plan Is To Complete One or More Business Combinations https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-05994.html https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-05994.html Wed, 24 Mar 2021 00:00:00 -0700 2021-05994 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-24/pdf/2021-05994.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Amend the Supplemental Liquidity Deposit Requirements https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-05993.html https://regulations.justia.com/regulations/fedreg/2021/03/24/2021-05993.html Wed, 24 Mar 2021 00:00:00 -0700 2021-05993 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-24/pdf/2021-05993.pdf