<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/22?registers=between Sun, 22 Dec 2024 09:41:04 -0800 Sun, 22 Dec 2024 09:41:04 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/22?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/03/22/2021-05982.html https://regulations.justia.com/regulations/fedreg/2021/03/22/2021-05982.html Mon, 22 Mar 2021 00:00:00 -0700 2021-05982 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-22/pdf/2021-05982.pdf Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change To Update Regulatory Independence Policies https://regulations.justia.com/regulations/fedreg/2021/03/22/2021-05825.html https://regulations.justia.com/regulations/fedreg/2021/03/22/2021-05825.html Mon, 22 Mar 2021 00:00:00 -0700 2021-05825 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-22/pdf/2021-05825.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the Requirement for Participants To Submit Monthly Position Confirmations and Clarify Participant Obligation To Reconcile Activity on a Regular Basis https://regulations.justia.com/regulations/fedreg/2021/03/22/2021-05823.html https://regulations.justia.com/regulations/fedreg/2021/03/22/2021-05823.html Mon, 22 Mar 2021 00:00:00 -0700 2021-05823 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-22/pdf/2021-05823.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to IEX Rule 15.110 https://regulations.justia.com/regulations/fedreg/2021/03/22/2021-05822.html https://regulations.justia.com/regulations/fedreg/2021/03/22/2021-05822.html Mon, 22 Mar 2021 00:00:00 -0700 2021-05822 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-22/pdf/2021-05822.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4703 Regarding Reserve Orders https://regulations.justia.com/regulations/fedreg/2021/03/22/2021-05821.html https://regulations.justia.com/regulations/fedreg/2021/03/22/2021-05821.html Mon, 22 Mar 2021 00:00:00 -0700 2021-05821 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-22/pdf/2021-05821.pdf