<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/18?registers=between Thu, 26 Jun 2025 09:25:06 -0700 Thu, 26 Jun 2025 09:25:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/18?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify and Expand the Package of Complimentary Services Provided to Eligible Companies and To Update the Values of Certain Complimentary Services https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05562.html https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05562.html Thu, 18 Mar 2021 00:00:00 -0700 2021-05562 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-18/pdf/2021-05562.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05559.html https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05559.html Thu, 18 Mar 2021 00:00:00 -0700 2021-05559 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-18/pdf/2021-05559.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 200, Trading Permits https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05558.html https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05558.html Thu, 18 Mar 2021 00:00:00 -0700 2021-05558 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-18/pdf/2021-05558.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 200, Trading Permits https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05557.html https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05557.html Thu, 18 Mar 2021 00:00:00 -0700 2021-05557 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-18/pdf/2021-05557.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 5.3-E To Exempt Registered Investment Companies That List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities Under NYSE Arca Rules From Having To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Certain Acquisitions of the Stock or Assets of an Affiliated Company https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05556.html https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05556.html Thu, 18 Mar 2021 00:00:00 -0700 2021-05556 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-18/pdf/2021-05556.pdf Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change Regarding Order Information https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05555.html https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05555.html Thu, 18 Mar 2021 00:00:00 -0700 2021-05555 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-18/pdf/2021-05555.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05554.html https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05554.html Thu, 18 Mar 2021 00:00:00 -0700 2021-05554 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-18/pdf/2021-05554.pdf