Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/18?limit=200&registers=between&mode=atom 2024-12-31T07:20:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05562.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify and Expand the Package of Complimentary Services Provided to Eligible Companies and To Update the Values of Certain Complimentary Services 2021-03-18T00:00:00-07:00 2021-03-18T00:00:00-07:00 2021-05562 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-18/pdf/2021-05562.pdf https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05559.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2021-03-18T00:00:00-07:00 2021-03-18T00:00:00-07:00 2021-05559 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-18/pdf/2021-05559.pdf https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05558.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 200, Trading Permits 2021-03-18T00:00:00-07:00 2021-03-18T00:00:00-07:00 2021-05558 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-18/pdf/2021-05558.pdf https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05557.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 200, Trading Permits 2021-03-18T00:00:00-07:00 2021-03-18T00:00:00-07:00 2021-05557 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-18/pdf/2021-05557.pdf https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05556.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 5.3-E To Exempt Registered Investment Companies That List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities Under NYSE Arca Rules From Having To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Certain Acquisitions of the Stock or Assets of an Affiliated Company 2021-03-18T00:00:00-07:00 2021-03-18T00:00:00-07:00 2021-05556 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-18/pdf/2021-05556.pdf https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05555.html Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change Regarding Order Information 2021-03-18T00:00:00-07:00 2021-03-18T00:00:00-07:00 2021-05555 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-18/pdf/2021-05555.pdf https://regulations.justia.com/regulations/fedreg/2021/03/18/2021-05554.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 118(a) 2021-03-18T00:00:00-07:00 2021-03-18T00:00:00-07:00 2021-05554 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-18/pdf/2021-05554.pdf