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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/16?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/16?registers=between
Notice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05456.html
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05456.htmlTue, 16 Mar 2021 00:00:00 -07002021-05456Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05456.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05378.html
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05378.htmlTue, 16 Mar 2021 00:00:00 -07002021-05378Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05378.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05377.html
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05377.htmlTue, 16 Mar 2021 00:00:00 -07002021-05377Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05377.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05376.html
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05376.htmlTue, 16 Mar 2021 00:00:00 -07002021-05376Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05376.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update its Fees Schedule in Connection With the Exchange's Plans To List and Trade Options on the Mini-RUT Index (“MRUT” or “Mini-RUT”)
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05348.html
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05348.htmlTue, 16 Mar 2021 00:00:00 -07002021-05348Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05348.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Revise the Clearing Agency Investment Policy
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05347.html
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05347.htmlTue, 16 Mar 2021 00:00:00 -07002021-05347Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05347.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment, No. 1, To Amend Listing Rules Applicable to Special Purpose Acquisition Companies Whose Business Plan is To Complete One or More Business Combinations
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05345.html
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05345.htmlTue, 16 Mar 2021 00:00:00 -07002021-05345Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05345.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change To Revise the Clearing Agency Investment Policy
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05344.html
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05344.htmlTue, 16 Mar 2021 00:00:00 -07002021-05344Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05344.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendments No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt Listing Rules Related to Board Diversity and To Offer Certain Listed Companies Access to a Complimentary Board Recruiting Solution To Help Advance Diversity on Company Boards
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05343.html
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05343.htmlTue, 16 Mar 2021 00:00:00 -07002021-05343Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05343.pdfNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05342.html
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05342.htmlTue, 16 Mar 2021 00:00:00 -07002021-05342Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05342.pdfNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change To Revise the Clearing Agency Investment Policy
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05341.html
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05341.htmlTue, 16 Mar 2021 00:00:00 -07002021-05341Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05341.pdfNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Order Approving Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05340.html
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05340.htmlTue, 16 Mar 2021 00:00:00 -07002021-05340Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05340.pdfNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Futures and Options Risk Policy and Futures and Options Risk Procedures and Retirement of the Futures and Options Concentration Charge Policy
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05339.html
https://regulations.justia.com/regulations/fedreg/2021/03/16/2021-05339.htmlTue, 16 Mar 2021 00:00:00 -07002021-05339Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-16/pdf/2021-05339.pdf