<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/15?registers=between Fri, 27 Jun 2025 01:09:13 -0700 Fri, 27 Jun 2025 01:09:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/15?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/03/15/2021-05379.html https://regulations.justia.com/regulations/fedreg/2021/03/15/2021-05379.html Mon, 15 Mar 2021 00:00:00 -0700 2021-05379 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-15/pdf/2021-05379.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Amend Options 7, Section 3, “Rebates and Fees for Adding and Removing Liquidity in SPY” https://regulations.justia.com/regulations/fedreg/2021/03/15/2021-05240.html https://regulations.justia.com/regulations/fedreg/2021/03/15/2021-05240.html Mon, 15 Mar 2021 00:00:00 -0700 2021-05240 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-15/pdf/2021-05240.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend NYSE Arca Rule 8.601-E To Adopt Generic Listing Standards for Active Proxy Portfolio Shares https://regulations.justia.com/regulations/fedreg/2021/03/15/2021-05239.html https://regulations.justia.com/regulations/fedreg/2021/03/15/2021-05239.html Mon, 15 Mar 2021 00:00:00 -0700 2021-05239 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-15/pdf/2021-05239.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating To List and Trade the Shares of the Teucrium Water Fund Under NYSE Arca Rule 8.200-E, Commentary .02 https://regulations.justia.com/regulations/fedreg/2021/03/15/2021-05238.html https://regulations.justia.com/regulations/fedreg/2021/03/15/2021-05238.html Mon, 15 Mar 2021 00:00:00 -0700 2021-05238 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-15/pdf/2021-05238.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519C, Mass Cancellation of Trading Interest https://regulations.justia.com/regulations/fedreg/2021/03/15/2021-05237.html https://regulations.justia.com/regulations/fedreg/2021/03/15/2021-05237.html Mon, 15 Mar 2021 00:00:00 -0700 2021-05237 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-15/pdf/2021-05237.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 8.900-E To Adopt Generic Listing Standards for Managed Portfolio Shares https://regulations.justia.com/regulations/fedreg/2021/03/15/2021-05236.html https://regulations.justia.com/regulations/fedreg/2021/03/15/2021-05236.html Mon, 15 Mar 2021 00:00:00 -0700 2021-05236 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-15/pdf/2021-05236.pdf