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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/11?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/11?registers=between
Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13 (Order Execution and Routing), as Well as its Fee Schedule, To Delete References to the INET and RDOX Routing Options
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05033.html
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05033.htmlThu, 11 Mar 2021 00:00:00 -08002021-05033Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05033.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11 (Routing to Away Trading Centers), as Well as Its Fee Schedule, To Delete References to the INET and RDOX Routing Options
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05032.html
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05032.htmlThu, 11 Mar 2021 00:00:00 -08002021-05032Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05032.pdfNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11 (Routing to Away Trading Centers), as Well as Its Fee Schedule, To Delete References to the INET and RDOX Routing Options and To Delete All References to the C-LNK Routing and Connectivity Option From Its Fee Schedule
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05031.html
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05031.htmlThu, 11 Mar 2021 00:00:00 -08002021-05031Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05031.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13 (Order Execution and Routing), as Well as Its Fee Schedule, To Delete References to the INET, RDOX, and TRIMminus Routing Options
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05030.html
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05030.htmlThu, 11 Mar 2021 00:00:00 -08002021-05030Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05030.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Stance Equity ESG Large Cap Core ETF Under NYSE Arca Rule 8.601-E
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05029.html
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05029.htmlThu, 11 Mar 2021 00:00:00 -08002021-05029Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05029.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment Nos. 2 and 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 4, To List and Trade Shares of the 2x Long VIX Futures ETF Under BZX Rule 14.11(f)(4) (Trust Issued Receipts)
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05028.html
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05028.htmlThu, 11 Mar 2021 00:00:00 -08002021-05028Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05028.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To List and Trade Shares of the −1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4) (Trust Issued Receipts)
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05027.html
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05027.htmlThu, 11 Mar 2021 00:00:00 -08002021-05027Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05027.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3301B Regarding Reserve Orders
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05026.html
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05026.htmlThu, 11 Mar 2021 00:00:00 -08002021-05026Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05026.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit Firms To File a Form U4 Based on an Electronically Signed Copy of the Form
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05025.html
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05025.htmlThu, 11 Mar 2021 00:00:00 -08002021-05025Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05025.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the InsurExpress and Replacements Services From Rule 57 of the NSCC Rules
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05024.html
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05024.htmlThu, 11 Mar 2021 00:00:00 -08002021-05024Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05024.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05023.html
https://regulations.justia.com/regulations/fedreg/2021/03/11/2021-05023.htmlThu, 11 Mar 2021 00:00:00 -08002021-05023Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05023.pdf