<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/10?registers=between Sun, 29 Jun 2025 14:20:22 -0700 Sun, 29 Jun 2025 14:20:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/10?registers=between Rule - Amendments to the Commission's Rules of Practice; Correction https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04960.html https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04960.html Wed, 10 Mar 2021 00:00:00 -0800 2021-04960 Rule https://www.govinfo.gov/content/pkg/FR-2021-03-10/pdf/2021-04960.pdf Notice - Brighthouse Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04934.html https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04934.html Wed, 10 Mar 2021 00:00:00 -0800 2021-04934 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-10/pdf/2021-04934.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04913.html https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04913.html Wed, 10 Mar 2021 00:00:00 -0800 2021-04913 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-10/pdf/2021-04913.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change To Adopt FINRA Rule 4111 (Restricted Firm Obligations) and FINRA Rule 9561 (Procedures for Regulating Activities Under Rule 4111) https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04912.html https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04912.html Wed, 10 Mar 2021 00:00:00 -0800 2021-04912 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-10/pdf/2021-04912.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04911.html https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04911.html Wed, 10 Mar 2021 00:00:00 -0800 2021-04911 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-10/pdf/2021-04911.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.6(h)(1) To Enable Users To Include a Limit Price on a Pegged Order With a Primary Peg Instruction https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04910.html https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04910.html Wed, 10 Mar 2021 00:00:00 -0800 2021-04910 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-10/pdf/2021-04910.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Options on a Nasdaq-100 Volatility Index https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04909.html https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04909.html Wed, 10 Mar 2021 00:00:00 -0800 2021-04909 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-10/pdf/2021-04909.pdf