Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/10?limit=200&registers=between&mode=atom 2025-07-02T17:08:41-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04960.html Rule - Amendments to the Commission's Rules of Practice; Correction 2021-03-10T00:00:00-08:00 2021-03-10T00:00:00-08:00 2021-04960 Rule https://www.govinfo.gov/content/pkg/FR-2021-03-10/pdf/2021-04960.pdf https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04934.html Notice - Brighthouse Life Insurance Company, et al. 2021-03-10T00:00:00-08:00 2021-03-10T00:00:00-08:00 2021-04934 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-10/pdf/2021-04934.pdf https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04913.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule 2021-03-10T00:00:00-08:00 2021-03-10T00:00:00-08:00 2021-04913 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-10/pdf/2021-04913.pdf https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04912.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change To Adopt FINRA Rule 4111 (Restricted Firm Obligations) and FINRA Rule 9561 (Procedures for Regulating Activities Under Rule 4111) 2021-03-10T00:00:00-08:00 2021-03-10T00:00:00-08:00 2021-04912 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-10/pdf/2021-04912.pdf https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04911.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes 2021-03-10T00:00:00-08:00 2021-03-10T00:00:00-08:00 2021-04911 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-10/pdf/2021-04911.pdf https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04910.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.6(h)(1) To Enable Users To Include a Limit Price on a Pegged Order With a Primary Peg Instruction 2021-03-10T00:00:00-08:00 2021-03-10T00:00:00-08:00 2021-04910 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-10/pdf/2021-04910.pdf https://regulations.justia.com/regulations/fedreg/2021/03/10/2021-04909.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Options on a Nasdaq-100 Volatility Index 2021-03-10T00:00:00-08:00 2021-03-10T00:00:00-08:00 2021-04909 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-10/pdf/2021-04909.pdf