<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/08?registers=between Sat, 28 Jun 2025 17:45:05 -0700 Sat, 28 Jun 2025 17:45:05 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/08?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04871.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04871.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04871 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04871.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis; Correction https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04712.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04712.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04712 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04712.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposal To Permit the Exchange To Look Back Only to July 2020 To Correct Certain Billing Errors Which Were Discovered in October 2020 https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04682.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04682.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04682 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04682.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the End of Day Summary Message on Nasdaq Last Sale Plus https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04681.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04681.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04681 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04681.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Requirement Applicable to Special Purpose Acquisition Companies Upon Consummation of a Business Combination Concerning Compliance With the Round Lot Shareholder Requirement https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04680.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04680.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04680 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04680.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04679.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04679.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04679 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04679.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe CDS Clearing Stress Testing Policy, CDS End of Day Price Discovery Policy, CDS Risk Model Description and CDS Risk Policy and CDS Parameters Review Procedures https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04678.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04678.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04678 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04678.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposal To Permit the Exchange To Look Back Only to July 2020 To Correct Certain Billing Errors Which Were Discovered in October 2020 https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04677.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04677.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04677 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04677.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change To Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04676.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04676.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04676 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04676.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04662.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04662.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04662 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04662.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04661.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04661.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04661 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04661.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04658.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04658.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04658 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04658.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04657.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04657.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04657 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04657.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04656.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04656.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04656 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04656.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04655.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04655.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04655 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04655.pdf