<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/05?registers=between Sun, 22 Dec 2024 08:17:46 -0800 Sun, 22 Dec 2024 08:17:46 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/05?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposal To Permit the Exchange To Look Back Only to July 2020 To Correct Certain Billing Errors Which Were Discovered in October 2020 https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04531.html https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04531.html Fri, 05 Mar 2021 00:00:00 -0800 2021-04531 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-05/pdf/2021-04531.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Make Permanent Commentaries to Rule 7.35A and Commentaries to Rule 7.35B and Make Related Changes to Rules 7.32, 7.35C, 46B, and 47 https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04530.html https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04530.html Fri, 05 Mar 2021 00:00:00 -0800 2021-04530 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-05/pdf/2021-04530.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various BX Options Rules https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04529.html https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04529.html Fri, 05 Mar 2021 00:00:00 -0800 2021-04529 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-05/pdf/2021-04529.pdf Notice - Rand Capital Corporation, et al. https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04501.html https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04501.html Fri, 05 Mar 2021 00:00:00 -0800 2021-04501 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-05/pdf/2021-04501.pdf Rule - Investment Adviser Marketing https://regulations.justia.com/regulations/fedreg/2021/03/05/2020-28868.html https://regulations.justia.com/regulations/fedreg/2021/03/05/2020-28868.html Fri, 05 Mar 2021 00:00:00 -0800 2020-28868 Rule https://www.govinfo.gov/content/pkg/FR-2021-03-05/pdf/2020-28868.pdf