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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/05?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/05?registers=between
Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposal To Permit the Exchange To Look Back Only to July 2020 To Correct Certain Billing Errors Which Were Discovered in October 2020
https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04531.html
https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04531.htmlFri, 05 Mar 2021 00:00:00 -08002021-04531Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-05/pdf/2021-04531.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Make Permanent Commentaries to Rule 7.35A and Commentaries to Rule 7.35B and Make Related Changes to Rules 7.32, 7.35C, 46B, and 47
https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04530.html
https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04530.htmlFri, 05 Mar 2021 00:00:00 -08002021-04530Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-05/pdf/2021-04530.pdfNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various BX Options Rules
https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04529.html
https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04529.htmlFri, 05 Mar 2021 00:00:00 -08002021-04529Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-05/pdf/2021-04529.pdfNotice - Rand Capital Corporation, et al.
https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04501.html
https://regulations.justia.com/regulations/fedreg/2021/03/05/2021-04501.htmlFri, 05 Mar 2021 00:00:00 -08002021-04501Noticehttps://www.govinfo.gov/content/pkg/FR-2021-03-05/pdf/2021-04501.pdfRule - Investment Adviser Marketing
https://regulations.justia.com/regulations/fedreg/2021/03/05/2020-28868.html
https://regulations.justia.com/regulations/fedreg/2021/03/05/2020-28868.htmlFri, 05 Mar 2021 00:00:00 -08002020-28868Rulehttps://www.govinfo.gov/content/pkg/FR-2021-03-05/pdf/2020-28868.pdf