<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/02?registers=between Thu, 26 Jun 2025 10:45:36 -0700 Thu, 26 Jun 2025 10:45:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/02?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Allow Companies To List in Connection With a Direct Listing With a Primary Offering in Which the Company Will Sell Shares Itself in the Opening Auction on the First Day of Trading on Nasdaq and To Explain How the Opening Transaction for Such a Listing Will Be Effected https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04222.html https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04222.html Tue, 02 Mar 2021 00:00:00 -0800 2021-04222 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-02/pdf/2021-04222.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Rules https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04221.html https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04221.html Tue, 02 Mar 2021 00:00:00 -0800 2021-04221 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-02/pdf/2021-04221.pdf Notice - Order Granting Application by Cboe C2 Exchange, Inc. for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04220.html https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04220.html Tue, 02 Mar 2021 00:00:00 -0800 2021-04220 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-02/pdf/2021-04220.pdf Notice - Order Granting Application by Nasdaq ISE, LLC for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to the Nasdaq Rule 1000 Series Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04219.html https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04219.html Tue, 02 Mar 2021 00:00:00 -0800 2021-04219 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-02/pdf/2021-04219.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees, Increase Certain Network Connectivity Fees, and Increase the Number of Additional Limited Service MIAX Emerald Express Interface Ports Available to Market Makers https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04218.html https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04218.html Tue, 02 Mar 2021 00:00:00 -0800 2021-04218 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-02/pdf/2021-04218.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish OCC's Persistent Minimum Skin-in-the-Game https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04217.html https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04217.html Tue, 02 Mar 2021 00:00:00 -0800 2021-04217 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-02/pdf/2021-04217.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Certain Rules To Accommodate the Listing and Trading of Index Options With an Index Multiplier of One https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04216.html https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04216.html Tue, 02 Mar 2021 00:00:00 -0800 2021-04216 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-02/pdf/2021-04216.pdf Notice - Lewis Family Advisors, LLC https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04215.html https://regulations.justia.com/regulations/fedreg/2021/03/02/2021-04215.html Tue, 02 Mar 2021 00:00:00 -0800 2021-04215 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-02/pdf/2021-04215.pdf