<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/01?registers=between Wed, 25 Jun 2025 17:09:13 -0700 Wed, 25 Jun 2025 17:09:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/03/01?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04273.html https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04273.html Mon, 01 Mar 2021 00:00:00 -0800 2021-04273 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-01/pdf/2021-04273.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Options Fee Schedule To Introduce Pricing for the Use of a New AON Functionality in Single-Leg and Complex Customer Best Execution Auctions https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04177.html https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04177.html Mon, 01 Mar 2021 00:00:00 -0800 2021-04177 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-01/pdf/2021-04177.pdf Notice - Submission for OMB Review; Comment Request; Upon Written Request https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04139.html https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04139.html Mon, 01 Mar 2021 00:00:00 -0800 2021-04139 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-01/pdf/2021-04139.pdf Notice - Order Granting Application by Cboe C2 Exchange, Inc. for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04092.html https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04092.html Mon, 01 Mar 2021 00:00:00 -0800 2021-04092 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-01/pdf/2021-04092.pdf Notice - Order Granting Application by MIAX PEARL, LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04091.html https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04091.html Mon, 01 Mar 2021 00:00:00 -0800 2021-04091 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-01/pdf/2021-04091.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Order Start Times During Its Early Trading Session https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04090.html https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04090.html Mon, 01 Mar 2021 00:00:00 -0800 2021-04090 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-01/pdf/2021-04090.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04089.html https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04089.html Mon, 01 Mar 2021 00:00:00 -0800 2021-04089 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-01/pdf/2021-04089.pdf Notice - Consolidated Tape Association; Notice of Filing of the Thirty-Sixth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Seventh Substantive Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04088.html https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04088.html Mon, 01 Mar 2021 00:00:00 -0800 2021-04088 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-01/pdf/2021-04088.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Relating to OCC's Establishment of Persistent Minimum Skin-In-The-Game https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04087.html https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04087.html Mon, 01 Mar 2021 00:00:00 -0800 2021-04087 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-01/pdf/2021-04087.pdf Notice - Star Mountain Credit Opportunities Fund, LP, et al. https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04075.html https://regulations.justia.com/regulations/fedreg/2021/03/01/2021-04075.html Mon, 01 Mar 2021 00:00:00 -0800 2021-04075 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-01/pdf/2021-04075.pdf