<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/19?registers=between Fri, 03 Jan 2025 04:32:43 -0800 Fri, 03 Jan 2025 04:32:43 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/19?registers=between Notice - Order Extending the Annual Reports Filing Deadline for Certain Smaller Broker-Dealers https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03353.html https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03353.html Fri, 19 Feb 2021 00:00:00 -0800 2021-03353 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-19/pdf/2021-03353.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Make Qualified Contingent Cross Orders Available for FLEX Option Trading https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03344.html https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03344.html Fri, 19 Feb 2021 00:00:00 -0800 2021-03344 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-19/pdf/2021-03344.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the NYSE Listed Company Manual To Revise the Shareholder Approval Requirements in Sections 312.03 and 312.04 and the Requirements for Related Party Transactions in Section 314.00 https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03343.html https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03343.html Fri, 19 Feb 2021 00:00:00 -0800 2021-03343 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-19/pdf/2021-03343.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Options 4, Section 5, To Limit Short Term Options Series Intervals Between Strikes That Are Available for Quoting and Trading on BX https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03342.html https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03342.html Fri, 19 Feb 2021 00:00:00 -0800 2021-03342 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-19/pdf/2021-03342.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Order Granting Approval of a Proposed Rule Change To Utilize the FIX Protocol To Submit Orders to BX's Price Improvement Auction Mechanism https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03341.html https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03341.html Fri, 19 Feb 2021 00:00:00 -0800 2021-03341 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-19/pdf/2021-03341.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03340.html https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03340.html Fri, 19 Feb 2021 00:00:00 -0800 2021-03340 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-19/pdf/2021-03340.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03339.html https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03339.html Fri, 19 Feb 2021 00:00:00 -0800 2021-03339 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-19/pdf/2021-03339.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rules 7.35 and 7.35A https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03338.html https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03338.html Fri, 19 Feb 2021 00:00:00 -0800 2021-03338 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-19/pdf/2021-03338.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Requirement Applicable to Special Purpose Acquisition Companies Upon Consummation of a Business Combination Concerning Compliance With the Round Lot Shareholder Requirement https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03337.html https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03337.html Fri, 19 Feb 2021 00:00:00 -0800 2021-03337 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-19/pdf/2021-03337.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend the Automated Price Improvement Auction Rules in Connection With Agency Order Size Requirements https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03336.html https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03336.html Fri, 19 Feb 2021 00:00:00 -0800 2021-03336 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-19/pdf/2021-03336.pdf