<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/11?registers=between Sat, 14 Jun 2025 19:55:14 -0700 Sat, 14 Jun 2025 19:55:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/11?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02961.html https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02961.html Thu, 11 Feb 2021 00:00:00 -0800 2021-02961 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2021-02961.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Add Options on the Mini-Russell 2000 Index to Its P.M. Pilot Program https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02780.html https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02780.html Thu, 11 Feb 2021 00:00:00 -0800 2021-02780 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2021-02780.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the By-Laws of FINRA Regulation, Inc. To Align the Grounds for Member Removal From the NAC With an Existing Provision in the FINRA By-Laws https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02779.html https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02779.html Thu, 11 Feb 2021 00:00:00 -0800 2021-02779 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2021-02779.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 11.600 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02778.html https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02778.html Thu, 11 Feb 2021 00:00:00 -0800 2021-02778 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2021-02778.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 971.2NY Regarding Its Complex Customer Best Execution Auction https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02777.html https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02777.html Thu, 11 Feb 2021 00:00:00 -0800 2021-02777 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2021-02777.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Equities Fee Schedule To Adopt Connectivity Fees, Port Fees, a Technical Support Request Fee, and a Historical Market Data Fee https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02776.html https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02776.html Thu, 11 Feb 2021 00:00:00 -0800 2021-02776 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2021-02776.pdf Notice - The RBB Fund, Inc., et al. https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02775.html https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02775.html Thu, 11 Feb 2021 00:00:00 -0800 2021-02775 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2021-02775.pdf