Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/11?limit=200&registers=between&mode=atom 2024-12-22T12:16:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02961.html Notice - Sunshine Act Meeting; Cancellation 2021-02-11T00:00:00-08:00 2021-02-11T00:00:00-08:00 2021-02961 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2021-02961.pdf https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02780.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Add Options on the Mini-Russell 2000 Index to Its P.M. Pilot Program 2021-02-11T00:00:00-08:00 2021-02-11T00:00:00-08:00 2021-02780 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2021-02780.pdf https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02779.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the By-Laws of FINRA Regulation, Inc. To Align the Grounds for Member Removal From the NAC With an Existing Provision in the FINRA By-Laws 2021-02-11T00:00:00-08:00 2021-02-11T00:00:00-08:00 2021-02779 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2021-02779.pdf https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02778.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 11.600 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail 2021-02-11T00:00:00-08:00 2021-02-11T00:00:00-08:00 2021-02778 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2021-02778.pdf https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02777.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 971.2NY Regarding Its Complex Customer Best Execution Auction 2021-02-11T00:00:00-08:00 2021-02-11T00:00:00-08:00 2021-02777 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2021-02777.pdf https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02776.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Equities Fee Schedule To Adopt Connectivity Fees, Port Fees, a Technical Support Request Fee, and a Historical Market Data Fee 2021-02-11T00:00:00-08:00 2021-02-11T00:00:00-08:00 2021-02776 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2021-02776.pdf https://regulations.justia.com/regulations/fedreg/2021/02/11/2021-02775.html Notice - The RBB Fund, Inc., et al. 2021-02-11T00:00:00-08:00 2021-02-11T00:00:00-08:00 2021-02775 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2021-02775.pdf