<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/09?registers=between Tue, 24 Jun 2025 10:46:03 -0700 Tue, 24 Jun 2025 10:46:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/09?registers=between Rule - Qualifications of Accountants https://regulations.justia.com/regulations/fedreg/2021/02/09/2021-02615.html https://regulations.justia.com/regulations/fedreg/2021/02/09/2021-02615.html Tue, 09 Feb 2021 00:00:00 -0800 2021-02615 Rule https://www.govinfo.gov/content/pkg/FR-2021-02-09/pdf/2021-02615.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Withdrawal of Proposed Rule Change To Apply Additional Initial Listing Criteria for Companies Primarily Operating in Restrictive Markets https://regulations.justia.com/regulations/fedreg/2021/02/09/2021-02593.html https://regulations.justia.com/regulations/fedreg/2021/02/09/2021-02593.html Tue, 09 Feb 2021 00:00:00 -0800 2021-02593 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-09/pdf/2021-02593.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 14.602 Related to Promotional Services and Listing Ceremonies for Listed Companies https://regulations.justia.com/regulations/fedreg/2021/02/09/2021-02592.html https://regulations.justia.com/regulations/fedreg/2021/02/09/2021-02592.html Tue, 09 Feb 2021 00:00:00 -0800 2021-02592 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-09/pdf/2021-02592.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Policy Relating to Billing Errors https://regulations.justia.com/regulations/fedreg/2021/02/09/2021-02591.html https://regulations.justia.com/regulations/fedreg/2021/02/09/2021-02591.html Tue, 09 Feb 2021 00:00:00 -0800 2021-02591 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-09/pdf/2021-02591.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Policy Relating to Billing Errors https://regulations.justia.com/regulations/fedreg/2021/02/09/2021-02590.html https://regulations.justia.com/regulations/fedreg/2021/02/09/2021-02590.html Tue, 09 Feb 2021 00:00:00 -0800 2021-02590 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-09/pdf/2021-02590.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 907.00 of the Manual https://regulations.justia.com/regulations/fedreg/2021/02/09/2021-02589.html https://regulations.justia.com/regulations/fedreg/2021/02/09/2021-02589.html Tue, 09 Feb 2021 00:00:00 -0800 2021-02589 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-09/pdf/2021-02589.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Private Placement Filer Form Under FINRA Rules 5122 and 5123 https://regulations.justia.com/regulations/fedreg/2021/02/09/2021-02588.html https://regulations.justia.com/regulations/fedreg/2021/02/09/2021-02588.html Tue, 09 Feb 2021 00:00:00 -0800 2021-02588 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-09/pdf/2021-02588.pdf