<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/05?registers=between Sun, 22 Dec 2024 12:30:43 -0800 Sun, 22 Dec 2024 12:30:43 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/05?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 6.86-O To Eliminate the Use of Dark Series on the Exchange https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02410.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02410.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02410 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02410.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Amend its Schedule of Fees and Rebates Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02409.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02409.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02409 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02409.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Amend Its Fee Schedule Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02408.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02408.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02408 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02408.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02407.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02407.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02407 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02407.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02406.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02406.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02406 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02406.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Monthly Trading Permit Fees https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02405.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02405.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02405 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02405.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02404.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02404.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02404 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02404.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Availability of Information for the iShares Gold Trust, the iShares Silver Trust, and the iShares S&P GSCI Commodity-Indexed Trust https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02403.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02403.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02403 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02403.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02400.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02400.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02400 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02400.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Operational Risk Management Framework https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02399.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02399.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02399 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02399.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a One-Time Membership Application Fee, Application Programming Interface (“API”) Testing and Certification Fees, and Network Connectivity Testing and Certification Fees https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02398.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02398.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02398 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02398.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change To Adopt NYSE Rule 5.2(j)(8) Governing the Listing and Trading of Exchange-Traded Fund Shares https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02397.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02397.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02397 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02397.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02396.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02396.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02396 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02396.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretation and Policy .03 to Exchange Rule 4.2 Regarding the Provision of Members' Broker-Dealer Annual Reports https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02395.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02395.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02395 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02395.pdf Notice - The Advisors' Inner Circle Fund and Pathstone Family Office, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02372.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02372.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02372 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02372.pdf