Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/05?limit=200&registers=between&mode=atom 2024-05-18T05:36:54-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02410.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 6.86-O To Eliminate the Use of Dark Series on the Exchange 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02410 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02410.pdf https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02409.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Amend its Schedule of Fees and Rebates Related to Co-Location Services 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02409 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02409.pdf https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02408.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Amend Its Fee Schedule Related to Co-Location Services 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02408 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02408.pdf https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02407.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Co-Location Services 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02407 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02407.pdf https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02406.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02406 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02406.pdf https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02405.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Monthly Trading Permit Fees 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02405 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02405.pdf https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02404.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02404 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02404.pdf https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02403.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Availability of Information for the iShares Gold Trust, the iShares Silver Trust, and the iShares S&P GSCI Commodity-Indexed Trust 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02403 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02403.pdf https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02400.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02400 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02400.pdf https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02399.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Operational Risk Management Framework 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02399 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02399.pdf https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02398.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a One-Time Membership Application Fee, Application Programming Interface (“API”) Testing and Certification Fees, and Network Connectivity Testing and Certification Fees 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02398 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02398.pdf https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02397.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change To Adopt NYSE Rule 5.2(j)(8) Governing the Listing and Trading of Exchange-Traded Fund Shares 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02397 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02397.pdf https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02396.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02396 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02396.pdf https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02395.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretation and Policy .03 to Exchange Rule 4.2 Regarding the Provision of Members' Broker-Dealer Annual Reports 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02395 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02395.pdf https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02372.html Notice - The Advisors' Inner Circle Fund and Pathstone Family Office, LLC; Notice of Application 2021-02-05T00:00:00-08:00 2021-02-05T00:00:00-08:00 2021-02372 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02372.pdf