<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/04?registers=between Sun, 15 Jun 2025 14:29:46 -0700 Sun, 15 Jun 2025 14:29:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/04?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2021/02/04/2021-02269.html https://regulations.justia.com/regulations/fedreg/2021/02/04/2021-02269.html Thu, 04 Feb 2021 00:00:00 -0800 2021-02269 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-04/pdf/2021-02269.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies https://regulations.justia.com/regulations/fedreg/2021/02/04/2021-02267.html https://regulations.justia.com/regulations/fedreg/2021/02/04/2021-02267.html Thu, 04 Feb 2021 00:00:00 -0800 2021-02267 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-04/pdf/2021-02267.pdf Notice - Self-Regulatory Organizations; Investors Exchange, LLC; Order Granting Approval of Proposed Rule Change To Amend IEX Rule 11.510 To Reduce the Outbound Latency That Presently Applies to All Messages Sent From IEX Back to Users of the Exchange https://regulations.justia.com/regulations/fedreg/2021/02/04/2021-02266.html https://regulations.justia.com/regulations/fedreg/2021/02/04/2021-02266.html Thu, 04 Feb 2021 00:00:00 -0800 2021-02266 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-04/pdf/2021-02266.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 902.02 and 902.11 of the NYSE Listed Company Manual To Defer the Billing of Initial Listing Fees Payable by Acquisition Companies https://regulations.justia.com/regulations/fedreg/2021/02/04/2021-02265.html https://regulations.justia.com/regulations/fedreg/2021/02/04/2021-02265.html Thu, 04 Feb 2021 00:00:00 -0800 2021-02265 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-04/pdf/2021-02265.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Its Rules To Prohibit Member Organizations From Seeking Reimbursement, in Certain Circumstances, From Issuers for Forwarding Proxy and Other Materials to Beneficial Owners https://regulations.justia.com/regulations/fedreg/2021/02/04/2021-02264.html https://regulations.justia.com/regulations/fedreg/2021/02/04/2021-02264.html Thu, 04 Feb 2021 00:00:00 -0800 2021-02264 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-04/pdf/2021-02264.pdf