<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/01?registers=between Wed, 25 Jun 2025 17:09:11 -0700 Wed, 25 Jun 2025 17:09:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/01?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02155.html https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02155.html Mon, 01 Feb 2021 00:00:00 -0800 2021-02155 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02155.pdf Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02131.html https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02131.html Mon, 01 Feb 2021 00:00:00 -0800 2021-02131 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02131.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Exclude Special Purpose Acquisition Companies From the Requirement That at Least 50% of a Company's Round Lot Holders Each Hold Unrestricted Securities With a Market Value of at Least $2,500 https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02010.html https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02010.html Mon, 01 Feb 2021 00:00:00 -0800 2021-02010 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02010.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Nasdaq Rule 5704 https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02009.html https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02009.html Mon, 01 Feb 2021 00:00:00 -0800 2021-02009 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02009.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Introduce Periodic Auctions for the Trading of U.S. Equity Securities https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02006.html https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02006.html Mon, 01 Feb 2021 00:00:00 -0800 2021-02006 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02006.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Definition of “Current Market Value” for Purposes of Calculating Margin Requirements for Certain Options https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02005.html https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02005.html Mon, 01 Feb 2021 00:00:00 -0800 2021-02005 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02005.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Clearance of an Additional Credit Default Swap Contract https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02004.html https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02004.html Mon, 01 Feb 2021 00:00:00 -0800 2021-02004 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02004.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Charges To Establish Annual Fees for Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02003.html https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02003.html Mon, 01 Feb 2021 00:00:00 -0800 2021-02003 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02003.pdf Rule - Exemption From the Definition of “Clearing Agency” for Certain Activities of Security-Based Swap Dealers and Security-Based Swap Execution Facilities https://regulations.justia.com/regulations/fedreg/2021/02/01/2020-28194.html https://regulations.justia.com/regulations/fedreg/2021/02/01/2020-28194.html Mon, 01 Feb 2021 00:00:00 -0800 2020-28194 Rule https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2020-28194.pdf