Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/02/01?limit=200&registers=between&mode=atom 2024-12-22T12:51:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02155.html Notice - Sunshine Act Meetings 2021-02-01T00:00:00-08:00 2021-02-01T00:00:00-08:00 2021-02155 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02155.pdf https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02131.html Notice - Sunshine Act Meeting; Cancellation 2021-02-01T00:00:00-08:00 2021-02-01T00:00:00-08:00 2021-02131 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02131.pdf https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02010.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Exclude Special Purpose Acquisition Companies From the Requirement That at Least 50% of a Company's Round Lot Holders Each Hold Unrestricted Securities With a Market Value of at Least $2,500 2021-02-01T00:00:00-08:00 2021-02-01T00:00:00-08:00 2021-02010 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02010.pdf https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02009.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Nasdaq Rule 5704 2021-02-01T00:00:00-08:00 2021-02-01T00:00:00-08:00 2021-02009 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02009.pdf https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02006.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Introduce Periodic Auctions for the Trading of U.S. Equity Securities 2021-02-01T00:00:00-08:00 2021-02-01T00:00:00-08:00 2021-02006 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02006.pdf https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02005.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Definition of “Current Market Value” for Purposes of Calculating Margin Requirements for Certain Options 2021-02-01T00:00:00-08:00 2021-02-01T00:00:00-08:00 2021-02005 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02005.pdf https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02004.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Clearance of an Additional Credit Default Swap Contract 2021-02-01T00:00:00-08:00 2021-02-01T00:00:00-08:00 2021-02004 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02004.pdf https://regulations.justia.com/regulations/fedreg/2021/02/01/2021-02003.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Charges To Establish Annual Fees for Exchange Traded Products 2021-02-01T00:00:00-08:00 2021-02-01T00:00:00-08:00 2021-02003 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2021-02003.pdf https://regulations.justia.com/regulations/fedreg/2021/02/01/2020-28194.html Rule - Exemption From the Definition of “Clearing Agency” for Certain Activities of Security-Based Swap Dealers and Security-Based Swap Execution Facilities 2021-02-01T00:00:00-08:00 2021-02-01T00:00:00-08:00 2020-28194 Rule https://www.govinfo.gov/content/pkg/FR-2021-02-01/pdf/2020-28194.pdf