<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/28?registers=between Fri, 13 Jun 2025 23:16:26 -0700 Fri, 13 Jun 2025 23:16:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/28?registers=between Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Temporary IM-2020-1 (Temporary Extension for Representatives To Function as Principals) https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01837.html https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01837.html Thu, 28 Jan 2021 00:00:00 -0800 2021-01837 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01837.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Monthly Fee Assessed on Members' MPIDs https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01836.html https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01836.html Thu, 28 Jan 2021 00:00:00 -0800 2021-01836 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01836.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Opening Process for Simple Orders https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01835.html https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01835.html Thu, 28 Jan 2021 00:00:00 -0800 2021-01835 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01835.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Opening Process for Simple Orders https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01834.html https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01834.html Thu, 28 Jan 2021 00:00:00 -0800 2021-01834 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01834.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Opening Process for Simple Orders https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01833.html https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01833.html Thu, 28 Jan 2021 00:00:00 -0800 2021-01833 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01833.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Stance Equity ESG Large Cap Core ETF Under NYSE Arca Rule 8.601-E https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01831.html https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01831.html Thu, 28 Jan 2021 00:00:00 -0800 2021-01831 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01831.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Opening Process for Simple Orders https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01830.html https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01830.html Thu, 28 Jan 2021 00:00:00 -0800 2021-01830 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01830.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01816.html https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01816.html Thu, 28 Jan 2021 00:00:00 -0800 2021-01816 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01816.pdf