<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/22?registers=between Sun, 22 Dec 2024 08:09:13 -0800 Sun, 22 Dec 2024 08:09:13 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/22?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01530.html https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01530.html Fri, 22 Jan 2021 00:00:00 -0800 2021-01530 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01530.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Options Pricing Schedule https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01403.html https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01403.html Fri, 22 Jan 2021 00:00:00 -0800 2021-01403 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01403.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Way It Handles Odd Lot Orders by Allowing Them To Be Displayed Orders and To Aggregate To Form a Protected Quotation https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01402.html https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01402.html Fri, 22 Jan 2021 00:00:00 -0800 2021-01402 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01402.pdf Notice - Order Making Fiscal Year 2021 Annual Adjustments to Transaction Fee Rates https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01341.html https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01341.html Fri, 22 Jan 2021 00:00:00 -0800 2021-01341 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01341.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection To Advance Notice To Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01324.html https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01324.html Fri, 22 Jan 2021 00:00:00 -0800 2021-01324 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01324.pdf Notice - Public Company Accounting Oversight Board; Order Granting Approval of Amendments to PCAOB Interim Independence Standards and PCAOB Rules to Align with Amendments to Rule 2-01 of Regulation S-X https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01311.html https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01311.html Fri, 22 Jan 2021 00:00:00 -0800 2021-01311 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01311.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Silexx Trading Platform Fees Schedule https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01285.html https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01285.html Fri, 22 Jan 2021 00:00:00 -0800 2021-01285 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01285.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICC Clearing Rules https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01284.html https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01284.html Fri, 22 Jan 2021 00:00:00 -0800 2021-01284 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01284.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the Teucrium Water Fund Under NYSE Arca Rule 8.200-E, Commentary .02 https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01283.html https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01283.html Fri, 22 Jan 2021 00:00:00 -0800 2021-01283 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01283.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01282.html https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01282.html Fri, 22 Jan 2021 00:00:00 -0800 2021-01282 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01282.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Authorize for Trading Flexible Exchange Options on Full-Value Indexes With a Contract Multiplier of One https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01281.html https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01281.html Fri, 22 Jan 2021 00:00:00 -0800 2021-01281 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01281.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to the EDGX Top Feed https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01280.html https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01280.html Fri, 22 Jan 2021 00:00:00 -0800 2021-01280 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01280.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to the BZX Top Feed https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01279.html https://regulations.justia.com/regulations/fedreg/2021/01/22/2021-01279.html Fri, 22 Jan 2021 00:00:00 -0800 2021-01279 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-22/pdf/2021-01279.pdf