<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/21?registers=between Tue, 27 May 2025 17:45:56 -0700 Tue, 27 May 2025 17:45:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/21?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01245.html https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01245.html Thu, 21 Jan 2021 00:00:00 -0800 2021-01245 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01245.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01136.html https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01136.html Thu, 21 Jan 2021 00:00:00 -0800 2021-01136 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01136.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent Commentaries to Rule 7.35A and Commentaries to Rule 7.35B and Make Related Changes to Rules 7.32, 7.35C, 46B, and 47 https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01135.html https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01135.html Thu, 21 Jan 2021 00:00:00 -0800 2021-01135 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01135.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change Amending Rule 5.52(d) in Connection With a Market-Maker's Electronic Volume Transacted on the Exchange https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01134.html https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01134.html Thu, 21 Jan 2021 00:00:00 -0800 2021-01134 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01134.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Expand the Existing Financial Product Distribution Program To Provide for a Derived Data Platform Service https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01133.html https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01133.html Thu, 21 Jan 2021 00:00:00 -0800 2021-01133 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01133.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Expand the Existing Financial Product Distribution Program To Provide for a Derived Data Platform Service https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01132.html https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01132.html Thu, 21 Jan 2021 00:00:00 -0800 2021-01132 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01132.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01131.html https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01131.html Thu, 21 Jan 2021 00:00:00 -0800 2021-01131 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01131.pdf Notice - Self-Regulatory Organizations; Nasdaq Phlx LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Phlx Options 8, Section 28, “Responsibilities of Floor Brokers” and Section 30, “Crossing, Facilitation and Solicited Orders” https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01129.html https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01129.html Thu, 21 Jan 2021 00:00:00 -0800 2021-01129 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01129.pdf