Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/21?limit=200&registers=between&mode=atom 2025-01-02T23:12:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01245.html Notice - Proposed Collection; Comment Request 2021-01-21T00:00:00-08:00 2021-01-21T00:00:00-08:00 2021-01245 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01245.pdf https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01136.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 2021-01-21T00:00:00-08:00 2021-01-21T00:00:00-08:00 2021-01136 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01136.pdf https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01135.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent Commentaries to Rule 7.35A and Commentaries to Rule 7.35B and Make Related Changes to Rules 7.32, 7.35C, 46B, and 47 2021-01-21T00:00:00-08:00 2021-01-21T00:00:00-08:00 2021-01135 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01135.pdf https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01134.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change Amending Rule 5.52(d) in Connection With a Market-Maker's Electronic Volume Transacted on the Exchange 2021-01-21T00:00:00-08:00 2021-01-21T00:00:00-08:00 2021-01134 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01134.pdf https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01133.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Expand the Existing Financial Product Distribution Program To Provide for a Derived Data Platform Service 2021-01-21T00:00:00-08:00 2021-01-21T00:00:00-08:00 2021-01133 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01133.pdf https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01132.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Expand the Existing Financial Product Distribution Program To Provide for a Derived Data Platform Service 2021-01-21T00:00:00-08:00 2021-01-21T00:00:00-08:00 2021-01132 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01132.pdf https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01131.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule 2021-01-21T00:00:00-08:00 2021-01-21T00:00:00-08:00 2021-01131 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01131.pdf https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01129.html Notice - Self-Regulatory Organizations; Nasdaq Phlx LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Phlx Options 8, Section 28, “Responsibilities of Floor Brokers” and Section 30, “Crossing, Facilitation and Solicited Orders” 2021-01-21T00:00:00-08:00 2021-01-21T00:00:00-08:00 2021-01129 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01129.pdf