<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/13?registers=between Thu, 29 May 2025 03:22:41 -0700 Thu, 29 May 2025 03:22:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/13?registers=between Notice - Adjustments to Civil Monetary Penalty Amounts https://regulations.justia.com/regulations/fedreg/2021/01/13/2021-00528.html https://regulations.justia.com/regulations/fedreg/2021/01/13/2021-00528.html Wed, 13 Jan 2021 00:00:00 -0800 2021-00528 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-13/pdf/2021-00528.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Its Waiver of the Application of Certain of the Shareholder Approval Requirements in Section 312.03 of the NYSE Listed Company Manual Through March 31, 2021 Subject to Certain Conditions https://regulations.justia.com/regulations/fedreg/2021/01/13/2021-00465.html https://regulations.justia.com/regulations/fedreg/2021/01/13/2021-00465.html Wed, 13 Jan 2021 00:00:00 -0800 2021-00465 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-13/pdf/2021-00465.pdf