Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/13?limit=200&registers=between&mode=atom 2025-06-15T04:07:03-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/01/13/2021-00528.html Notice - Adjustments to Civil Monetary Penalty Amounts 2021-01-13T00:00:00-08:00 2021-01-13T00:00:00-08:00 2021-00528 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-13/pdf/2021-00528.pdf https://regulations.justia.com/regulations/fedreg/2021/01/13/2021-00465.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Its Waiver of the Application of Certain of the Shareholder Approval Requirements in Section 312.03 of the NYSE Listed Company Manual Through March 31, 2021 Subject to Certain Conditions 2021-01-13T00:00:00-08:00 2021-01-13T00:00:00-08:00 2021-00465 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-13/pdf/2021-00465.pdf