<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/12?registers=between Wed, 22 May 2024 06:49:29 -0700 Wed, 22 May 2024 06:49:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/12?registers=between Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Partial Amendment No. 1 To Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Procedures and CDS Default Management Policy https://regulations.justia.com/regulations/fedreg/2021/01/12/2021-00350.html https://regulations.justia.com/regulations/fedreg/2021/01/12/2021-00350.html Tue, 12 Jan 2021 00:00:00 -0800 2021-00350 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-12/pdf/2021-00350.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Relating to LMM Financial Incentives https://regulations.justia.com/regulations/fedreg/2021/01/12/2021-00349.html https://regulations.justia.com/regulations/fedreg/2021/01/12/2021-00349.html Tue, 12 Jan 2021 00:00:00 -0800 2021-00349 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-12/pdf/2021-00349.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendments of the CDSClear Fee Grid https://regulations.justia.com/regulations/fedreg/2021/01/12/2021-00348.html https://regulations.justia.com/regulations/fedreg/2021/01/12/2021-00348.html Tue, 12 Jan 2021 00:00:00 -0800 2021-00348 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-12/pdf/2021-00348.pdf Notice - Symmetry Panoramic Trust and Symmetry Partners, LLC https://regulations.justia.com/regulations/fedreg/2021/01/12/2021-00330.html https://regulations.justia.com/regulations/fedreg/2021/01/12/2021-00330.html Tue, 12 Jan 2021 00:00:00 -0800 2021-00330 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-12/pdf/2021-00330.pdf Proposed Rule - Notice of Proposed Conditional Exemptive Order Granting a Conditional Exemption From the Information Review Requirement and the Recordkeeping Requirement Under the Securities Exchange Act of 1934 for Certain Publications or Submissions of Broker-Dealer Quotations on an Expert Market https://regulations.justia.com/regulations/fedreg/2021/01/12/2020-28700.html https://regulations.justia.com/regulations/fedreg/2021/01/12/2020-28700.html Tue, 12 Jan 2021 00:00:00 -0800 2020-28700 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-01-12/pdf/2020-28700.pdf