<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/05?registers=between Sat, 31 May 2025 12:28:42 -0700 Sat, 31 May 2025 12:28:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/05?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29155.html https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29155.html Tue, 05 Jan 2021 00:00:00 -0800 2020-29155 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29155.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change Relating to Rule 14.11, Other Securities, To Modify a Continued Listing Criterion for Certain Exchange-Traded Products https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29139.html https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29139.html Tue, 05 Jan 2021 00:00:00 -0800 2020-29139 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29139.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29138.html https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29138.html Tue, 05 Jan 2021 00:00:00 -0800 2020-29138 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29138.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29137.html https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29137.html Tue, 05 Jan 2021 00:00:00 -0800 2020-29137 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29137.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding the Availability of Information for the iShares Gold Trust, the iShares Silver Trust Under NYSE Arca Rule 8.201-E and the iShares S&P GSCI Commodity-Indexed Trust Under Rule 8.203-E https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29136.html https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29136.html Tue, 05 Jan 2021 00:00:00 -0800 2020-29136 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29136.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Utilize the FIX Protocol To Submit Orders to BX's Price Improvement Auction Mechanism https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29135.html https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29135.html Tue, 05 Jan 2021 00:00:00 -0800 2020-29135 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29135.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29134.html https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29134.html Tue, 05 Jan 2021 00:00:00 -0800 2020-29134 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29134.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29133.html https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29133.html Tue, 05 Jan 2021 00:00:00 -0800 2020-29133 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29133.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Increase the Number of Additional Limited Service MIAX Express Interface Ports Available to Market Makers https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29132.html https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29132.html Tue, 05 Jan 2021 00:00:00 -0800 2020-29132 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29132.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .07 to Rule 7.35A To Provide That, for a Temporary Period, the Exchange Will Permit DMMs Limited-Entry to the Trading Floor or Remote Access to Floor-Based System for Certain Auctions https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29131.html https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29131.html Tue, 05 Jan 2021 00:00:00 -0800 2020-29131 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29131.pdf