Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/05?limit=200&registers=between&mode=atom 2024-05-22T01:54:16-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29155.html Notice - Proposed Collection; Comment Request 2021-01-05T00:00:00-08:00 2021-01-05T00:00:00-08:00 2020-29155 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29155.pdf https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29139.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change Relating to Rule 14.11, Other Securities, To Modify a Continued Listing Criterion for Certain Exchange-Traded Products 2021-01-05T00:00:00-08:00 2021-01-05T00:00:00-08:00 2020-29139 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29139.pdf https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29138.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2021-01-05T00:00:00-08:00 2021-01-05T00:00:00-08:00 2020-29138 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29138.pdf https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29137.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities 2021-01-05T00:00:00-08:00 2021-01-05T00:00:00-08:00 2020-29137 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29137.pdf https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29136.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding the Availability of Information for the iShares Gold Trust, the iShares Silver Trust Under NYSE Arca Rule 8.201-E and the iShares S&P GSCI Commodity-Indexed Trust Under Rule 8.203-E 2021-01-05T00:00:00-08:00 2021-01-05T00:00:00-08:00 2020-29136 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29136.pdf https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29135.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Utilize the FIX Protocol To Submit Orders to BX's Price Improvement Auction Mechanism 2021-01-05T00:00:00-08:00 2021-01-05T00:00:00-08:00 2020-29135 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29135.pdf https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29134.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule 2021-01-05T00:00:00-08:00 2021-01-05T00:00:00-08:00 2020-29134 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29134.pdf https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29133.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule 2021-01-05T00:00:00-08:00 2021-01-05T00:00:00-08:00 2020-29133 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29133.pdf https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29132.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Increase the Number of Additional Limited Service MIAX Express Interface Ports Available to Market Makers 2021-01-05T00:00:00-08:00 2021-01-05T00:00:00-08:00 2020-29132 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29132.pdf https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29131.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .07 to Rule 7.35A To Provide That, for a Temporary Period, the Exchange Will Permit DMMs Limited-Entry to the Trading Floor or Remote Access to Floor-Based System for Certain Auctions 2021-01-05T00:00:00-08:00 2021-01-05T00:00:00-08:00 2020-29131 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29131.pdf