Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/05?limit=200®isters=between&mode=atom2024-05-22T01:54:16-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29155.htmlNotice - Proposed Collection; Comment Request2021-01-05T00:00:00-08:002021-01-05T00:00:00-08:002020-29155Noticehttps://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29155.pdfhttps://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29139.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change Relating to Rule 14.11, Other Securities, To Modify a Continued Listing Criterion for Certain Exchange-Traded Products2021-01-05T00:00:00-08:002021-01-05T00:00:00-08:002020-29139Noticehttps://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29139.pdfhttps://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29138.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2021-01-05T00:00:00-08:002021-01-05T00:00:00-08:002020-29138Noticehttps://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29138.pdfhttps://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29137.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities2021-01-05T00:00:00-08:002021-01-05T00:00:00-08:002020-29137Noticehttps://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29137.pdfhttps://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29136.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding the Availability of Information for the iShares Gold Trust, the iShares Silver Trust Under NYSE Arca Rule 8.201-E and the iShares S&P GSCI Commodity-Indexed Trust Under Rule 8.203-E2021-01-05T00:00:00-08:002021-01-05T00:00:00-08:002020-29136Noticehttps://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29136.pdfhttps://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29135.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Utilize the FIX Protocol To Submit Orders to BX's Price Improvement Auction Mechanism2021-01-05T00:00:00-08:002021-01-05T00:00:00-08:002020-29135Noticehttps://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29135.pdfhttps://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29134.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule2021-01-05T00:00:00-08:002021-01-05T00:00:00-08:002020-29134Noticehttps://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29134.pdfhttps://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29133.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule2021-01-05T00:00:00-08:002021-01-05T00:00:00-08:002020-29133Noticehttps://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29133.pdfhttps://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29132.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Increase the Number of Additional Limited Service MIAX Express Interface Ports Available to Market Makers2021-01-05T00:00:00-08:002021-01-05T00:00:00-08:002020-29132Noticehttps://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29132.pdfhttps://regulations.justia.com/regulations/fedreg/2021/01/05/2020-29131.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .07 to Rule 7.35A To Provide That, for a Temporary Period, the Exchange Will Permit DMMs Limited-Entry to the Trading Floor or Remote Access to Floor-Based System for Certain Auctions2021-01-05T00:00:00-08:002021-01-05T00:00:00-08:002020-29131Noticehttps://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-29131.pdf