<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/04?registers=between Thu, 29 May 2025 13:02:09 -0700 Thu, 29 May 2025 13:02:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/04?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29201.html https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29201.html Mon, 04 Jan 2021 00:00:00 -0800 2020-29201 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29201.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule Series 11.600 https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29027.html https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29027.html Mon, 04 Jan 2021 00:00:00 -0800 2020-29027 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29027.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 4.5 and 4.7 Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29026.html https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29026.html Mon, 04 Jan 2021 00:00:00 -0800 2020-29026 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29026.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change in the Time of Calculation and Publication of the Wilshire Gold Index Applicable to Shares of the Wilshire wShares Enhanced Gold Trust https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29025.html https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29025.html Mon, 04 Jan 2021 00:00:00 -0800 2020-29025 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29025.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Procedures and CDS Default Management Policy https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29023.html https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29023.html Mon, 04 Jan 2021 00:00:00 -0800 2020-29023 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29023.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Fee for the New ClaimConnectTM https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29022.html https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29022.html Mon, 04 Jan 2021 00:00:00 -0800 2020-29022 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29022.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Changes To Revise Each Exchange's Process for Re-Opening Trading of NYSE-Listed Securities Outside of Regular Trading Hours https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29021.html https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29021.html Mon, 04 Jan 2021 00:00:00 -0800 2020-29021 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29021.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the NYSE Listed Company Manual To Revise the Shareholder Approval Requirements in Sections 312.03 and 312.04 and the Requirements for Related Party Transactions in Section 314.00 https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29020.html https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29020.html Mon, 04 Jan 2021 00:00:00 -0800 2020-29020 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29020.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Accommodate Exchange Listing and Trading of Options-Linked Securities https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29019.html https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29019.html Mon, 04 Jan 2021 00:00:00 -0800 2020-29019 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29019.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29013.html https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29013.html Mon, 04 Jan 2021 00:00:00 -0800 2020-29013 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29013.pdf