Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/01/04?limit=200&registers=between&mode=atom 2025-01-02T23:17:06-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29201.html Notice - Sunshine Act Meetings 2021-01-04T00:00:00-08:00 2021-01-04T00:00:00-08:00 2020-29201 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29201.pdf https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29027.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule Series 11.600 2021-01-04T00:00:00-08:00 2021-01-04T00:00:00-08:00 2020-29027 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29027.pdf https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29026.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 4.5 and 4.7 Regarding the National Market System Plan Governing the Consolidated Audit Trail 2021-01-04T00:00:00-08:00 2021-01-04T00:00:00-08:00 2020-29026 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29026.pdf https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29025.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change in the Time of Calculation and Publication of the Wilshire Gold Index Applicable to Shares of the Wilshire wShares Enhanced Gold Trust 2021-01-04T00:00:00-08:00 2021-01-04T00:00:00-08:00 2020-29025 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29025.pdf https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29023.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Procedures and CDS Default Management Policy 2021-01-04T00:00:00-08:00 2021-01-04T00:00:00-08:00 2020-29023 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29023.pdf https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29022.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Fee for the New ClaimConnectTM 2021-01-04T00:00:00-08:00 2021-01-04T00:00:00-08:00 2020-29022 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29022.pdf https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29021.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Changes To Revise Each Exchange's Process for Re-Opening Trading of NYSE-Listed Securities Outside of Regular Trading Hours 2021-01-04T00:00:00-08:00 2021-01-04T00:00:00-08:00 2020-29021 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29021.pdf https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29020.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the NYSE Listed Company Manual To Revise the Shareholder Approval Requirements in Sections 312.03 and 312.04 and the Requirements for Related Party Transactions in Section 314.00 2021-01-04T00:00:00-08:00 2021-01-04T00:00:00-08:00 2020-29020 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29020.pdf https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29019.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Accommodate Exchange Listing and Trading of Options-Linked Securities 2021-01-04T00:00:00-08:00 2021-01-04T00:00:00-08:00 2020-29019 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29019.pdf https://regulations.justia.com/regulations/fedreg/2021/01/04/2020-29013.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2021-01-04T00:00:00-08:00 2021-01-04T00:00:00-08:00 2020-29013 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-04/pdf/2020-29013.pdf