Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-23T01:37:02-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2020/12/31/2020-21781.htmlProposed Rule - Regulation ATS for ATSs That Trade U.S. Government Securities, NMS Stock, and Other Securities; Regulation SCI for ATSs That Trade U.S. Treasury Securities and Agency Securities; and Electronic Corporate Bond and Municipal Securities Markets2020-12-31T00:00:00-08:002020-12-31T00:00:00-08:002020-21781Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-12-31/pdf/2020-21781.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28896.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 16000 Series2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28896Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28896.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28895.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Adopt the OCC Third-Party Risk Management Framework and Retire the OCC Counterparty Credit Risk Management Framework2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28895Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28895.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28894.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Options 4, Section 5, To Limit Short Term Options Series Intervals Between Strikes Which Are Available for Quoting and Trading on BX2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28894Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28894.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28893.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Period for Specified Commentaries to Rules 7.35, 7.35A, 7.35B, and 7.35C and Temporary Rule Relief in Rule 36.302020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28893Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28893.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28892.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action and Longer Period for Comment on Proposed Rule Change To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28892Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28892.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28891.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Equity 4, Section 47032020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28891Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28891.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28890.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend BOX Rule 7620 (Accommodation Transactions)2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28890Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28890.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28889.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change to the Index Underlying the United States Copper Index2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28889Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28889.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28831.htmlNotice - Proposed Collection and Comment Request for Form ID2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28831Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28831.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28811.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to IEX Rule 15.1102020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28811Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28811.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28810.htmlNotice - Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by the Minneapolis Grain Exchange, LLC2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28810Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28810.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28809.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the ICE Clear Europe Clearing Rules2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28809Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28809.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28808.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of the Temporary Amendments Concerning Exchange Rule 1.1210 From December 31, 2020, to April 30, 20212020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28808Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28808.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28807.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure)2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28807Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28807.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28806.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.380 To Expand the Exchange's Optional Risk Controls Mechanism To Include a Net Notional Exposure Risk Check in Addition to the Gross Notional Exposure Risk Check2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28806Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28806.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28805.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Revising Rules 46 and 46A To Permit the Appointment of Trading Officials2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28805Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28805.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28804.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change for a New Rule 5.2(j)(8)2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28804Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28804.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28803.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-NASDAQ-2020-076 Concerning Video Conference Hearings2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28803Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28803.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28802.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Withdraw the Exchange's QView Product From Sale2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28802Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28802.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28801.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Commentary .10 Under NYSE National Rule 2.12102020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-28801Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28801.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/30/2020-25747.htmlRule - Amendments to the Commission's Rules of Practice2020-12-30T00:00:00-08:002020-12-30T00:00:00-08:002020-25747Rulehttps://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-25747.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28540.htmlNotice - Sunshine Act Meetings2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28540Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28540.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28521.htmlNotice - Sunshine Act Meeting; Cancellation2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28521Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28521.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28430.htmlNotice - Proposed Collection; Comment Request2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28430Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28430.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28425.htmlNotice - Proposed Collection; Comment Request2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28425Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28425.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28424.htmlNotice - Proposed Collection; Comment Request2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28424Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28424.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28319.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Allow Companies To List in Connection With a Direct Listing With a Primary Offering In Which the Company Will Sell Shares Itself In the Opening Auction on the First Day of Trading on Nasdaq and To Explain How the Opening Transaction for Such a Listing Will Be Effected2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28319Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28319.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28318.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 11.8(g), Which Describes the Handling of MidPoint Discretionary Orders Entered on the Exchange2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28318Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28318.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28317.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, To Update The Options Clearing Corporation's Recovery and Orderly Wind-Down Plan2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28317Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28317.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28316.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XVII, Audit Trail Compliance Rule2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28316Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28316.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28315.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 6800 Series2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28315Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28315.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28314.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 11.6800 Series2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28314Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28314.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28313.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 6.6800 Series2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28313Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28313.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28312.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 6.6800 Series2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28312Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28312.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28311.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 6800 Series2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28311Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28311.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28310.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28310Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28310.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28309.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Nasdaq GEMX, LLC2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28309Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28309.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28308.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Nasdaq MRX, LLC2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28308Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28308.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28307.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Nasdaq ISE, LLC2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28307Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28307.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28305.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28305Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28305.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28304.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To No Longer Implement the OTTO Protocol2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28304Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28304.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/23/2020-28303.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Description of the “Indicative Partnership Value” Disseminated in Connection With Trading of “Units” of the United States Oil Fund, LP2020-12-23T00:00:00-08:002020-12-23T00:00:00-08:002020-28303Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-23/pdf/2020-28303.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28258.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Notice of No Objection To Advance Notice, as Modified by Partial Amendment No. 1, Related to Proposed Changes To Update the Options Clearing Corporation's Recovery and Orderly Wind-Down Plan2020-12-22T00:00:00-08:002020-12-22T00:00:00-08:002020-28258Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28258.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28156.htmlNotice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 20212020-12-22T00:00:00-08:002020-12-22T00:00:00-08:002020-28156Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28156.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28153.htmlNotice - Order Granting Temporary Exemptive Relief, Pursuant to Section 36 of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Under the Exchange Act, From Section 8.1.1 and Section 8.1.2 of Appendix D of the National Market System Plan Governing the Consolidated Audit Trail2020-12-22T00:00:00-08:002020-12-22T00:00:00-08:002020-28153Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28153.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28151.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of the ProShares Short VIX Short-Term Futures ETF and the ProShares Ultra VIX Short-Term Futures ETF, Each a Series of ProShares Trust II, Under Rule 14.11(f)(4), Trust Issued Receipts2020-12-22T00:00:00-08:002020-12-22T00:00:00-08:002020-28151Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28151.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28150.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule To List and Trade Shares of the Invesco Real Assets ESG ETF and the Invesco US Large Cap Core ESG ETF, Each a Series of the Invesco Actively Managed Exchange-Traded Fund Trust, Under Rule 14.11(m) (Tracking Fund Shares)2020-12-22T00:00:00-08:002020-12-22T00:00:00-08:002020-28150Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28150.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28149.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of the ProShares VIX Short-Term Futures ETF and the ProShares VIX Mid-Term Futures ETF, Each a Series of ProShares Trust II, Under Rule 14.11(f)(4) (Trust Issued Receipts)2020-12-22T00:00:00-08:002020-12-22T00:00:00-08:002020-28149Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28149.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28148.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of the Invesco Focused Discovery Growth ETF and the Invesco Select Growth ETF, Each a Series of the Invesco Actively Managed Exchange-Traded Fund Trust, Under Rule 14.11(m) (Tracking Fund Shares)2020-12-22T00:00:00-08:002020-12-22T00:00:00-08:002020-28148Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28148.pdf