<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12/22?registers=between Thu, 24 Jul 2025 23:11:22 -0700 Thu, 24 Jul 2025 23:11:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12/22?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Notice of No Objection To Advance Notice, as Modified by Partial Amendment No. 1, Related to Proposed Changes To Update the Options Clearing Corporation's Recovery and Orderly Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28258.html https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28258.html Tue, 22 Dec 2020 00:00:00 -0800 2020-28258 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28258.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2021 https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28156.html https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28156.html Tue, 22 Dec 2020 00:00:00 -0800 2020-28156 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28156.pdf Notice - Order Granting Temporary Exemptive Relief, Pursuant to Section 36 of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Under the Exchange Act, From Section 8.1.1 and Section 8.1.2 of Appendix D of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28153.html https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28153.html Tue, 22 Dec 2020 00:00:00 -0800 2020-28153 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28153.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of the ProShares Short VIX Short-Term Futures ETF and the ProShares Ultra VIX Short-Term Futures ETF, Each a Series of ProShares Trust II, Under Rule 14.11(f)(4), Trust Issued Receipts https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28151.html https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28151.html Tue, 22 Dec 2020 00:00:00 -0800 2020-28151 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28151.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule To List and Trade Shares of the Invesco Real Assets ESG ETF and the Invesco US Large Cap Core ESG ETF, Each a Series of the Invesco Actively Managed Exchange-Traded Fund Trust, Under Rule 14.11(m) (Tracking Fund Shares) https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28150.html https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28150.html Tue, 22 Dec 2020 00:00:00 -0800 2020-28150 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28150.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of the ProShares VIX Short-Term Futures ETF and the ProShares VIX Mid-Term Futures ETF, Each a Series of ProShares Trust II, Under Rule 14.11(f)(4) (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28149.html https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28149.html Tue, 22 Dec 2020 00:00:00 -0800 2020-28149 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28149.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of the Invesco Focused Discovery Growth ETF and the Invesco Select Growth ETF, Each a Series of the Invesco Actively Managed Exchange-Traded Fund Trust, Under Rule 14.11(m) (Tracking Fund Shares) https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28148.html https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28148.html Tue, 22 Dec 2020 00:00:00 -0800 2020-28148 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28148.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, To List and Trade Shares of the AdvisorShares Q Portfolio Blended Allocation ETF and AdvisorShares Q Dynamic Growth ETF Under NYSE Arca Rule 8.900-E https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28147.html https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28147.html Tue, 22 Dec 2020 00:00:00 -0800 2020-28147 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28147.pdf Notice - Order Granting Temporary Conditional Exemptive Relief Pursuant to Section 36 of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to Certain Requirements of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28146.html https://regulations.justia.com/regulations/fedreg/2020/12/22/2020-28146.html Tue, 22 Dec 2020 00:00:00 -0800 2020-28146 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-22/pdf/2020-28146.pdf