<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12/16?registers=between Sat, 19 Jul 2025 18:07:36 -0700 Sat, 19 Jul 2025 18:07:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12/16?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Address Brokers With a Significant History of Misconduct https://regulations.justia.com/regulations/fedreg/2020/12/16/2020-27626.html https://regulations.justia.com/regulations/fedreg/2020/12/16/2020-27626.html Wed, 16 Dec 2020 00:00:00 -0800 2020-27626 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-16/pdf/2020-27626.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule Regarding the Criteria To Qualify for the Market Maker Incentive for Penny Issues https://regulations.justia.com/regulations/fedreg/2020/12/16/2020-27598.html https://regulations.justia.com/regulations/fedreg/2020/12/16/2020-27598.html Wed, 16 Dec 2020 00:00:00 -0800 2020-27598 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-16/pdf/2020-27598.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe Investment Management Procedures https://regulations.justia.com/regulations/fedreg/2020/12/16/2020-27597.html https://regulations.justia.com/regulations/fedreg/2020/12/16/2020-27597.html Wed, 16 Dec 2020 00:00:00 -0800 2020-27597 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-16/pdf/2020-27597.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filings and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agency Operational Risk Management Framework https://regulations.justia.com/regulations/fedreg/2020/12/16/2020-27596.html https://regulations.justia.com/regulations/fedreg/2020/12/16/2020-27596.html Wed, 16 Dec 2020 00:00:00 -0800 2020-27596 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-16/pdf/2020-27596.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Shorten the Time Period Before a Letter of Acceptance, Waiver, and Consent Under Rule 10.9216 and an Uncontested Offer of Settlement Under Rule 10.9270(f) https://regulations.justia.com/regulations/fedreg/2020/12/16/2020-27595.html https://regulations.justia.com/regulations/fedreg/2020/12/16/2020-27595.html Wed, 16 Dec 2020 00:00:00 -0800 2020-27595 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-16/pdf/2020-27595.pdf