<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12/15?registers=between Fri, 18 Jul 2025 14:54:58 -0700 Fri, 18 Jul 2025 14:54:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12/15?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27615.html https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27615.html Tue, 15 Dec 2020 00:00:00 -0800 2020-27615 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-15/pdf/2020-27615.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Establish Market Data Fees https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27488.html https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27488.html Tue, 15 Dec 2020 00:00:00 -0800 2020-27488 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-15/pdf/2020-27488.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27487.html https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27487.html Tue, 15 Dec 2020 00:00:00 -0800 2020-27487 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-15/pdf/2020-27487.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Additional Regulatory Relief on a Temporary Basis to Dealers and Municipal Advisors Due to the Sustained Coronavirus (COVID-19) Pandemic https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27486.html https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27486.html Tue, 15 Dec 2020 00:00:00 -0800 2020-27486 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-15/pdf/2020-27486.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Withdrawal of Proposed Rule Change To Lower the Enterprise License Fee for Broker-Dealers Distributing Nasdaq Basic to Internal Professional Subscribers as Set Forth in the Equity 7 Pricing Schedule, Section 147, and the Enterprise License Fee for Broker-Dealers Distributing Nasdaq Last Sale to Professional Subscribers at Equity 7, Section 139 https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27485.html https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27485.html Tue, 15 Dec 2020 00:00:00 -0800 2020-27485 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-15/pdf/2020-27485.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Lower the Enterprise License Fee for Broker-Dealers Distributing Nasdaq Basic to Internal Professional Subscribers as Set Forth in the Equity 7 Pricing Schedule, Section 147, and the Enterprise License Fee for Broker-Dealers Distributing Nasdaq Last Sale to Professional Subscribers at Equity 7, Section 139 https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27484.html https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27484.html Tue, 15 Dec 2020 00:00:00 -0800 2020-27484 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-15/pdf/2020-27484.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 1, Section 1; Options 2, Section 5; Options 3, Sections 5, 7, 10, 15 and 23 https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27483.html https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27483.html Tue, 15 Dec 2020 00:00:00 -0800 2020-27483 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-15/pdf/2020-27483.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Form G-32 https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27482.html https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27482.html Tue, 15 Dec 2020 00:00:00 -0800 2020-27482 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-15/pdf/2020-27482.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of the Temporary Amendments Set Forth in SR-FINRA-2020-026 From December 31, 2020 to April 30, 2021 https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27481.html https://regulations.justia.com/regulations/fedreg/2020/12/15/2020-27481.html Tue, 15 Dec 2020 00:00:00 -0800 2020-27481 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-15/pdf/2020-27481.pdf