<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12/14?registers=between Mon, 14 Jul 2025 03:22:00 -0700 Mon, 14 Jul 2025 03:22:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12/14?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27510.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27510.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27510 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27510.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27499.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27499.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27499 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27499.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27399.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27399.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27399 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27399.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Teucrium Water Fund Under NYSE Arca Rule 8.200-E, Commentary .02 https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27398.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27398.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27398 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27398.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 4613, 4702, and 4703 https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27397.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27397.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27397 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27397.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Implementation Date of National Securities Clearing Corporation's Enhancements to the Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Making Certain Other Changes to Procedure XV https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27396.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27396.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27396 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27396.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27395.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27395.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27395 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27395.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Implementation of New Sufficiency Scenarios in The Options Clearing Corporation's Stress Testing Inventory https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27394.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27394.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27394 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27394.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt a Monthly Trading Permit Fees https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27393.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27393.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27393 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27393.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27392.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27392.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27392 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27392.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a One-Time Membership Application Fee, Application Programming Interface (“API”) Testing and Certification Fees, and Network Connectivity Testing and Certification Fees https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27391.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27391.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27391 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27391.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Market Maker Plus Program Under Options 7, Section 3, Regular Order Fees and Rebates https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27390.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27390.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27390 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27390.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Automated Price Improvement Auction Rules in Connection With Agency Order Size Requirements https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27389.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27389.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27389 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27389.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27388.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27388.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27388 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27388.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27387.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27387.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27387 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27387.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27386.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27386.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27386 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27386.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27385.html https://regulations.justia.com/regulations/fedreg/2020/12/14/2020-27385.html Mon, 14 Dec 2020 00:00:00 -0800 2020-27385 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-14/pdf/2020-27385.pdf